Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
119 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$419K average
Assets Under Management
$2.2B

Fee Structure

Hourly Rate:Up to $500/hr

IAIM's asset-based investment advisory fees are charged at an annual rate up to 3.00%, depending on the relationship size, inclusion/exclusion of transaction fees, and service complexity. Fees are negotiated between the client and the IAR. IAIM does not maintain a static fee schedule. Financial planning services are offered based on assets, hourly (up to $500/hour), or as a fixed engagement fee. Retirement plan advisory fees range up to 3.00% annually and may be negotiable depending on the plan's size and complexity.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
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Advisor Information

Office location

Russell, KY

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Regulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2005
Closed-No Action
Customer Dispute
February 2004
Closed-No Action
Customer Dispute
July 2003
Settled
Customer Dispute
June 2003
Closed-No Action
Customer Dispute
September 2002
Denied
Customer Dispute
November 2001
Denied
Customer Dispute
September 2001
Settled
Customer Dispute
August 2001
Closed-No Action
Customer Dispute
July 2001
Closed-No Action
Customer Dispute
June 2001
Settled
Customer Dispute
June 2001
Settled
Customer Dispute
May 2001
Settled
Customer Dispute
August 1999
Denied
Other Business Activities

Chandis is 100% owner of Platinum Investments LLC, an investment-related DBA, dedicating nearly full-time hours. He is also an advisor with International Assets Investment Management LLC, an RIA affiliate, also dedicating nearly full-time hours, and a landlord since 2004, spending minimal time on this activity.

Employment History
Current Registrations
International Assets Investment Management, LLC
March 2016 - Present · 9 yrs 10 mos
International Assets Advisory, LLC Broker
February 2016 - Present · 9 yrs 11 mos
Previous Registrations
Sunbelt Securities
October 2011 - February 2016 · 4 yrs 4 mos
Sunbelt Securities, INC. Broker
October 2009 - February 2016 · 6 yrs 4 mos
Morgan Stanley Smith Barney Broker
June 2009 - November 2009 · 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2009 · 5 mos
Citigroup Global Markets INC.
October 2004 - June 2009 · 4 yrs 8 mos
Citigroup Global Markets INC. Broker
May 2001 - June 2009 · 8 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
May 1995 - May 2001 · 6 yrs
State Registrations15 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Chandis D Ferguson - Financial Advisor | AdvisorDiscover