BA
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
1 advisor
Number of Clients
2 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$3.9M
Fee Structure
I am unable to provide a fee summary based on the provided text.
Areas of Practice
Investment Management
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Advisor Information
Office location
Fayetteville, NY
Get directionsRegulatory History (1)
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Customer Dispute
August 2001Denied
Other Business ActivitiesSells Insurance
Barbara sells term life insurance and fixed annuities through Lead Brokerage. This activity takes about 10% of her time.
Employment History
Current Registrations
Arndt Financial Services LLC
September 2009 - Present · 16 yrs 4 mos
Leigh Baldwin & Co., LLC
February 2006 - Present · 19 yrs 11 mos
Leigh Baldwin & Co., LLC Broker
February 2006 - Present · 19 yrs 11 mos
Previous Registrations
Arndt Financial Services LLC
July 2006 - November 2008 · 2 yrs 4 mos
Arndt Financial Services LLC
July 2006 - October 2006 · 3 mos
Chase Investment Services CORP.
February 2002 - February 2006 · 4 yrs
Chase Investment Services CORP.Broker
June 2001 - February 2006 · 4 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
June 1996 - June 2001 · 5 yrs
Equico Securities, INC. Broker
June 1995 - January 1996 · 7 mos
The Equitable Life Assurance Society of the United StatesBroker
June 1995 - January 1996 · 7 mos
State Registrations4 states
CAFLNJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.