BK
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
150 advisors
Number of Clients
7,580 clients
Average Client Portfolio
$578K average
Assets Under Management
$4.4B
Fee Structure
Stifel Independent Advisors offers various advisory programs with different fee structures. The Summit Program charges up to 1.00% annually of the managed assets, potentially negotiable. The Vantage Program charges commissions based on a standard schedule. Wrap fee programs are also available through Stifel, detailed in a separate brochure. Clients are encouraged to review all available options with their financial advisor.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
501 North Broadway, St. Louis, MO, 63102
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Stifel Independent Advisors, LLC
February 2018 - Present · 7 yrs 11 mos
Stifel Independent Advisors, LLC Broker
February 2018 - Present · 7 yrs 11 mos
Stifel, Nicolaus & Company, Incorporated
August 2017 - Present · 8 yrs 5 mos
Stifel, Nicolaus & Company, Incorporated Broker
August 2017 - Present · 8 yrs 5 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLC Broker
January 2012 - August 2017 · 5 yrs 7 mos
Advice and Planning Services
January 2012 - August 2017 · 5 yrs 7 mos
Wells Fargo Advisors Financial Network, LLC
July 2010 - January 2012 · 1 yr 6 mos
Wells Fargo Advisors Financial Network, LLC Broker
July 2010 - January 2012 · 1 yr 6 mos
A. G. Edwards & Sons, INC.Broker
October 2007 - January 2008 · 3 mos
Wells Fargo Advisors, LLC
February 2005 - July 2010 · 5 yrs 5 mos
Wells Fargo Advisors, LLC Broker
April 2004 - July 2010 · 6 yrs 3 mos
Edward Jones Broker
September 2000 - May 2004 · 3 yrs 8 mos
Raymond James Financial Services, INC.Broker
January 1999 - September 2000 · 1 yr 8 mos
Robert Thomas Securities, INCBroker
March 1998 - January 1999 · 10 mos
Wedgewood Partners, INC. Broker
July 1996 - December 1997 · 1 yr 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.