GK
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10 advisors
Number of Clients
76 clients
Average Client Portfolio
$11.5M average
Assets Under Management
$876.5M
Fee Structure
Financial Planning:Investment management only
Fees are individually negotiated and can be structured as a percentage of investable assets. For the Funds, management fees typically range from 1% to 2% and are calculated and paid quarterly in advance. For fee-only investment management fiduciary and non-fiduciary services, fees typically range from 0.10% to 1.0% for ERISA plans and 0.10% to 2.0% for SMAs, billed in arrears at the end of each calendar quarter.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
1445 Ross Avenue, Suite 2700, Dallas, TX, 75202
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Commerce Street Investment Management
October 2008 - Present · 17 yrs 3 mos
Commerce Street Capital, LLCBroker
October 2007 - Present · 18 yrs 3 mos
Previous Registrations
Samco Capital Markets, INC.Broker
May 2006 - October 2007 · 1 yr 5 mos
Penson Financial Services, INC.Broker
February 2003 - May 2006 · 3 yrs 3 mos
Service Asset Management CompanyBroker
July 2000 - February 2003 · 2 yrs 7 mos
Service Asset Management CompanyBroker
April 1998 - September 2000 · 2 yrs 5 mos
State Registrations6 states
CADCMTNCORTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.