DD
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
43 advisors
Number of Clients
1 client
Average Client Portfolio
$6.9B average
Assets Under Management
$6.9B
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Advisor Information
Office location
330 Madison Avenue, New York, NY, 10017
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dina is a board member for Lehigh University's Board of Trustees since July 2024. She dedicates minimal time to this activity.
Employment History
Current Registrations
Guggenheim Funds Distributors, LLC Broker
April 2017 - Present · 8 yrs 9 mos
Guggenheim Investment Advisors, LLC
October 2005 - Present · 20 yrs 3 mos
Guggenheim Investor Services, LLCBroker
April 2005 - Present · 20 yrs 9 mos
Previous Registrations
Asset Consulting Group INC
May 2005 - October 2005 · 5 mos
Citigroup Global Markets INC.
December 2000 - April 2005 · 4 yrs 4 mos
Citigroup Global Markets INC. Broker
December 2000 - April 2005 · 4 yrs 4 mos
UBS Warburg LLCBroker
November 1998 - December 2000 · 2 yrs 1 mo
Nationsbanc Montgomery Securities LLCBroker
January 1998 - October 1998 · 9 mos
J.P. Morgan Securities INC.Broker
April 1997 - January 1998 · 9 mos
Smith Barney INC. Broker
March 1996 - May 1997 · 1 yr 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNDNENHNJNMNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.