Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
5 advisors
Number of Clients
222 clients
Average Client Portfolio
$1.0B average
Assets Under Management
$228.7B

Fee Structure

Minimum Investment:$100M
Financial Planning:Investment management only

GPIM generally charges a monthly or quarterly management fee for SMAs, based on AUM or NAV. The standard management fee for institutional investment advisory services provided to GPIM’s SMA portfolios generally ranges up to 1.00 percent annually of AUM or NAV. Fees are negotiated with each client based on the type of service, account size, and relationship. In certain limited cases, GPIM is paid a fixed or flat management fee.

Areas of Practice
Investment Management
Loading...

Advisor Information

Office location

330 Madison Avenue, 10th Floor, New York, NY, 10017

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Guggenheim Partners Investment Management, LLC
May 2012 - Present · 13 yrs 8 mos
Previous Registrations
Guggenheim Partners Asset Management, LLC
June 2007 - December 2011 · 4 yrs 6 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.