Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
37 advisors
Number of Clients
27 clients
Average Client Portfolio
$431.5M average
Assets Under Management
$11.6B

Fee Structure

Financial Planning:Investment management only

AIA is paid fees pursuant to a contract that it and/or an affiliate has entered into with a State Administrator. The fee paid to AIA and its affiliates is based on a percentage of the value of the underlying Plan assets under administration by the Firm, unless otherwise contractually agreed to by the relevant parties. This fee includes AIA’s advisory services as well as other services provided by the Firm and/or its affiliates, including recordkeeping and program administration services conducted outside the scope of AIA.

Areas of Practice
Investment ManagementRetirement PlanningEducation Planning
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Advisor Information

Office location

Heber City, UT

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ascensus Investment Advisors, LLC
December 2023 - Present · 2 yrs 1 mo
Ascensus Broker Dealer Services, LLC
December 2023 - Present · 2 yrs 1 mo
Ascensus Broker Dealer Services, LLCBroker
December 2023 - Present · 2 yrs 1 mo
Previous Registrations
Soltis Investment Advisors, LLC
May 2021 - May 2023 · 2 yrs
Principal Securities, INC.
January 2017 - February 2021 · 4 yrs 1 mo
Principal Securities, INC. Broker
December 2011 - February 2021 · 9 yrs 2 mos
American Funds Distributors, INC. Broker
October 2005 - October 2011 · 6 yrs
Fidelity Investments Institutional Services Company, INC.Broker
December 1998 - October 2005 · 6 yrs 10 mos
Fidelity Investments Institutional Services Company, INC.Broker
November 1995 - January 1997 · 1 yr 2 mos
State Registrations18 states
AKAZCACOHIIAIDILMAMNMTNDNVORSDUTWAWY
AdvisorBroker
Exams
No exam information available for this advisor.