JJ
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
37 advisors
Number of Clients
1,720 clients
Average Client Portfolio
$908K average
Assets Under Management
$1.6B
Fee Structure
Investment management fees vary up to 2.00% annually, depending on the size and complexity of the client relationship. Fees are negotiable. Financial planning and consulting services are offered on an hourly or fixed fee basis, which may be negotiable. Retirement plan advisory services are charged an annual asset-based fee of up to 1.00%.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Loading...
Advisor Information
Office location
3000 Westchester Avenue, Suite 206, Purchase, NY, 10577
Get directionsRegulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2012Customer Dispute
September 2009Denied
Customer Dispute
May 2009Settled
Employment History
Current Registrations
Seacrest Wealth Management, LLC
June 2019 - Present · 6 yrs 7 mos
Previous Registrations
Occidental Asset Management, LLC
December 2013 - May 2019 · 5 yrs 5 mos
Seacrest Wealth Management, LLC
May 2012 - January 2014 · 1 yr 8 mos
Raymond James & Associates, INC.
March 2012 - April 2012 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1998 - March 2012 · 13 yrs 8 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.