Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.5M | 1.50% |
| $1.5M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.90% |
Fees negotiable above $10,000,000.00
Fee Estimator
Investment management fees are based on a percentage of assets under management, billed quarterly in advance. The minimum annual fee is $15,000. Standalone consulting or financial planning services are available for a fixed fee or an hourly rate, with a maximum of $450 per hour. Fees are generally negotiable. Clients may pay commissions and trading fees, plus up to $35 per trade for client-directed trades. Mutual funds and ETFs have internal expenses. Some Advisory Affiliates are independently licensed to sell insurance products and may receive commissions.
Areas of Practice
Advisor Information
Office location
667 Grant Road, Suite 1, East Wenatchee, WA, 98802
Get directionsRegulatory History (1)
Criminal
August 1993Other Business ActivitiesSells Insurance
Erik is an agent for Financial Alternatives, LLC, selling life insurance and fixed annuities since 1995, dedicating about 10-20% of his time. He is also an Investment Advisor Representative and Registered Representative with Planmember Securities Corporation, spending about half his time providing financial advisory and investment services, and owns Erik Peterson Orchards, a cherry orchard, dedicating about a quarter of his time.