Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
12 advisors
Number of Clients
486 clients
Average Client Portfolio
$742K average
Assets Under Management
$360.6M
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Advisor Information

Office location

270 Munoz Rivera Ave Suite Mezzanine, 270 Plaza, San Juan, PR, 00918

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2015
Settled
Other Business Activities

Mariela is the sole owner of MATOCO LLC, a compliance consulting firm, since 2020. She spends about half her time on this activity, with a few hours per week during trading hours, and receives dividends and fixed payments as compensation.

Employment History
Current Registrations
Oriental Financial Services LLC
June 2022 - Present · 3 yrs 7 mos
Oriental Financial Services LLC Broker
May 2022 - Present · 3 yrs 8 mos
Previous Registrations
Oriental Financial Services LLC
May 2022 - May 2022 · 0 mos
Vauban Wealth Management
November 2019 - May 2022 · 2 yrs 6 mos
Portfolio Resources Group, INC.Broker
August 2018 - May 2022 · 3 yrs 9 mos
Bnc International Advisors INC.
January 2018 - June 2019 · 1 yr 5 mos
UBS Financial Services INC. Broker
August 2004 - September 2017 · 13 yrs 1 mo
UBS Financial Services Incorporated of Puerto RicoBroker
August 2004 - September 2017 · 13 yrs 1 mo
Samuel a Ramirez & Co., INC.Broker
December 2001 - July 2004 · 2 yrs 7 mos
Prudential Securities IncorporatedBroker
November 2000 - October 2001 · 11 mos
State Registrations1 state
PR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.