PP

Patricia Diane Powell

28 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
29 advisors
Number of Clients
519 clients
Average Client Portfolio
$907K average
Assets Under Management
$470.9M

Fee Structure

Financial Planning:Investment management only

WSC offers a wrap-fee program where clients pay a single annual fee based on their portfolio's value, covering advisory, custody, and brokerage services. The fee is subject to negotiation but is based on an annualized rate of up to 1.5%. Fees vary based on client type, pre-existing relationships, assets under management, and service requirements. Clients may incur additional expenses for mutual funds, ETFs, and ETNs. The fee does not include exchange fees, SEC fees, transfer taxes, or certain brokerage-related fees.

Areas of Practice
Investment Management
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Advisor Information

Office location

140 North Broad Street, Thomasville, GA, 31792

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wellington Shields & Co., LLC
February 2015 - Present · 10 yrs 11 mos
Wellington Shields & Co., LLC Broker
December 2014 - Present · 11 yrs 1 mo
Previous Registrations
Suntrust Investment Services, INC.
June 2006 - April 2014 · 7 yrs 10 mos
Suntrust Investment Services, INC.Broker
June 2006 - April 2014 · 7 yrs 10 mos
VALIC Financial Advisors, INC.
November 1997 - June 2006 · 8 yrs 7 mos
VALIC Financial Advisors, INC. Broker
September 1997 - June 2006 · 8 yrs 9 mos
The Variable Annuity Marketing CompanyBroker
June 1996 - December 2001 · 5 yrs 6 mos
State Registrations3 states
FLGAMI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.