DS

David Steele Sutphin

25 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
138 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$325.1M

Fee Structure

Minimum Investment:$100K
Financial Planning:Included in AUM fee

Financial Advisory Partners, LLC charges an annual wrap fee for portfolio management services, which includes portfolio management fees, custodial service fees, and the associated costs of securities transactions. The annual fee ranges up to 2.00% of assets under management, inclusive of any third-party manager fees. The fee is billed and payable quarterly in advance. For clients with a managed Futures Mutual Fund advised by PIMCO and/or a non-traded/limited liquidity Real Estate Investment Trust BREIT managed/advised by Blackstone, the annual fee is 0.75%. The minimum account size for each strategy is $50,000. The advisory fee is negotiable, depending on individual client circumstances.

Areas of Practice
Investment Management
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Advisor Information

Office location

1201 S. Orlando Avenue, Suite 350, Winter Park, FL, 32789

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is a partner in Financial Advisory Partners LLC, a financial advisory practice. This business partnership takes up a full-time commitment.

Employment History
Current Registrations
Financial Advisory Partners, LLC
January 2021 - Present · 5 yrs
Nbc Securities, INC. Broker
March 2006 - Present · 19 yrs 10 mos
Previous Registrations
Nbc Securities, INC.
March 2006 - August 2021 · 15 yrs 5 mos
Fifth Third Securities, INC.
November 2005 - March 2006 · 4 mos
Fifth Third Securities, INC. Broker
April 2005 - March 2006 · 11 mos
Amsouth Investment Management Company LLC
April 2004 - July 2004 · 3 mos
Amsouth Investment Services, INC.
February 2003 - April 2004 · 1 yr 2 mos
Amsouth Investment Services, INC.Broker
February 2003 - October 2004 · 1 yr 8 mos
Banc of America Investment Services, INC.Broker
March 2001 - February 2002 · 11 mos
Allen & Company of Florida, INC.Broker
March 2001 - March 2001 · 0 mos
Banc of America Securities LLCBroker
December 2000 - March 2001 · 3 mos
Banc of America Investment Services, INC.Broker
October 2000 - November 2000 · 1 mo
Nationsbanc Investments, INC.Broker
April 1998 - October 1998 · 6 mos
Barnett Investments, INC.Broker
July 1996 - April 1998 · 1 yr 9 mos
State Registrations10 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
David Steele Sutphin - Financial Advisor | AdvisorDiscover