CO
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
38 advisors
Number of Clients
785 clients
Average Client Portfolio
$458K average
Assets Under Management
$359.9M
Fee Structure
Financial Planning:Investment management only
Northland Asset Management provides Advisory Research Services for a cash fee. There is no set fee schedule; fees are determined on a negotiated basis and invoiced in arrears. Fees are due upon receipt.
Areas of Practice
Investment Management
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Advisor Information
Office location
2675 N Mayfair Rd, Suite 550, Milwaukee, WI, 53226
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2001Denied
Employment History
Current Registrations
Northland Asset Management
September 2016 - Present · 9 yrs 4 mos
Northland Securities, INC. Broker
November 2007 - Present · 18 yrs 2 mos
Previous Registrations
First Midamerica Investment CorporationBroker
March 2004 - December 2007 · 3 yrs 9 mos
Vision Asset Management INC
September 2002 - March 2004 · 1 yr 6 mos
Vision Investment Services, INC.Broker
June 2002 - March 2004 · 1 yr 9 mos
Stifel, Nicolaus & Company, Incorporated Broker
February 1997 - June 2002 · 5 yrs 4 mos
Investors Associates, INC.Broker
August 1996 - January 1997 · 5 mos
State Registrations28 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.