AC
CFP

Andrew James Cornell

Wellington Wealth Strategies, LLC
28 Years of Experience
View SEC Summary
View SEC Summary

Firm Information

Wellington Wealth Strategies, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
318 clients
Average Client Portfolio
$458K average
Assets Under Management
$145.6M

Fee Structure

Minimum Investment:None
Financial Plan Fee:$250 - $10,000

Wellington charges up to 2.00% annually on assets under management, subject to negotiation. Fees are payable quarterly, either in advance or arrears. Financial planning fees range from $250 to $10,000 and are negotiable and nonrefundable. There is no account minimum.

View Full Brochure on SEC
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth

Advisor Information

Office location

9000 Keystone Crossing, Suite 400, Indianapolis, IN, 46240

Get directions
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2023
Final
Financial
January 2023
Final
Financial
July 2022
Pending
Financial
July 2022
Final
Financial
February 2022
Pending
Financial
February 2022
Pending
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew is a board member for Noblesville Youth Baseball, managing the youth baseball league since 2015. He also serves on the board of directors for Riverview Health Foundation, acting as Secretary/Treasurer, Chairman of the Investment Committee, and Chairman of the Board since 2020.

Employment History
Current Registrations
Wellington Wealth Strategies, LLC
January 2025 - Present · 1 yr
The Wellington Grp LLC
October 2024 - Present · 1 yr 3 mos
Previous Registrations
Wellington Wealth Strategies, LLC
August 2023 - December 2024 · 1 yr 4 mos
UBS Financial Services INC. Broker
February 2014 - August 2023 · 9 yrs 6 mos
UBS Financial Services INC.
February 2014 - August 2023 · 9 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2001 - February 2014 · 12 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
February 2001 - February 2014 · 13 yrs
Pampel Securities, INC.Broker
August 1998 - January 2001 · 2 yrs 5 mos
Investment Architects, INC.Broker
October 1996 - March 1998 · 1 yr 5 mos
State Registrations1 state
IN
Advisor
Exams
No exam information available for this advisor.