Anthony Theodore Rocha
Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
This firm offers financial planning and portfolio management services. The fees for these services are not listed in this section of the brochure. Contact the firm directly for more information.
Areas of Practice
Advisor Information
Office location
16150 N. Arrowhead Fountains Center Dr., Suite 345, Peoria, AZ, 85382
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony conducts brokerage, advisory, insurance, and financial planning services under the DBA PFG Advisors, dedicating full-time hours. He also provides advisory services through PFG Advisors, Charles Schwab, and Assetmark, spending about 10-20% of his time, and provides life insurance and long-term care products to clients, spending a few hours per week.