Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment management fees range from 1% to 2.5% annually, based on assets under management and services rendered. Fees are negotiable. Financial planning services are billed hourly ($50-$500/hour), as a flat fee, or as a fixed retainer. Representatives may earn commissions on insurance or brokerage services recommended as part of financial planning. A minimum of $100,000 in assets under management is generally required.
Areas of Practice
Advisor Information
Office location
3100 Gulf to Bay Blvd, Ste 100, Clearwater, FL, 33759
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert owns 50% of a rental property in MA and is the owner/sole proprietor of Retirement Lock, a financial planning and advisory business. He dedicates full-time hours to Retirement Lock, including nearly full-time hours during securities trading hours, meeting with clients and recommending investment/insurance solutions.