Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment management fees are based on a percentage of assets under management, with a maximum annual fee of 1.50%. Fees are billed monthly in arrears based on the average daily balance. Financial planning services are offered for a separate, negotiable fee. Retirement plan services have flat fees ranging from $2,500 to $50,000, or a percentage of managed plan assets not exceeding 1.00%. A minimum account value of $25,000 is required, but may be waived.
Areas of Practice
Advisor Information
Office location
4600 S. Syracuse Street, Suite 650, Denver, CO, 80237
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Heather works as a registered representative for Madison Avenue Securities and an investment advisor representative for AE Wealth Management, LLC, dedicating nearly full-time hours to each. She also works as an investment advisor representative for Buck Wealth Strategies, spending about a quarter of her time there.