Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.25% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 1.75% |
| $5.0M - $10.0M | 1.50% |
| $10M+ | 1.25% |
Advisory fees are negotiable, and not all clients will pay the same fees. Many clients pay significantly less than the maximum advisory fee reflected above.
Fee Estimator
Rogan & Associates charges a wrap fee for advisory, brokerage, and trade execution services, calculated as a percentage of assets under management. These fees are negotiable, and clients may pay different rates based on account size, tenure, and combined portfolio value. The brochure lists maximum advisory fees, but many clients pay significantly less. The advisory fee is payable quarterly in advance. There is a minimum investment of $10,000, although smaller accounts may be accepted at the firm's discretion. Fees are not assessed on variable annuities and insurance products where the issuing insurance company compensates R&A in commissions and trails.
Areas of Practice
Advisor Information
Office location
200 9th Avenue North, Suite 100, Safety Harbor, FL, 34695
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jason works full-time as a Certified Financial Planner at Rogan & Associates, RIA. He also serves as a non-public arbitrator for FINRA, dedicating minimal time to this role.