PR

Patrick Michael Van Roten

28 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9 advisors
Number of Clients
771 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$100K
Hourly Rate:$100 - $300/hr

Platform Technology Partners generally charges an annual fee based upon a percentage of the average daily value of the assets being managed. The total annual management fee is the sum of the program fee, advisory fee, and administration fee(s), and may not exceed 3.00%. They request a minimum portfolio size of $100,000 per relationship, which may be waived at their sole discretion. Financial consultation services are billed on a flat-fee or hourly basis, with hourly fees ranging from $100 to $300 per hour.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

135 Crossways Park Drive, Suite 404, Woodbury, NY, 11797

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2011
Settled
Customer Dispute
January 2002
Settled
Other Business ActivitiesSells Insurance

Patrick is an IAR of Northeast Private Wealth Management and sells fixed insurance through Spire Insurance since 2019. He also owns 63 Forest Avenue Holding Company LLC since August 2024, managing real estate property for rental income.

Employment History
Current Registrations
Platform Technology Partners
April 2020 - Present · 5 yrs 9 mos
Spire Securities, LLCBroker
November 2019 - Present · 6 yrs 2 mos
Previous Registrations
Morgan Stanley
March 2010 - December 2014 · 4 yrs 9 mos
Morgan Stanley Broker
March 2010 - November 2019 · 9 yrs 8 mos
UBS Financial Services INC.
June 2005 - March 2010 · 4 yrs 9 mos
UBS Financial Services INC. Broker
November 2002 - March 2010 · 7 yrs 4 mos
Prudential Securities IncorporatedBroker
December 1997 - November 2002 · 4 yrs 11 mos
State Registrations11 states
CAFLMAMSNHNJNYPASCTXUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Patrick Michael Van Roten - Financial Advisor | AdvisorDiscover