Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10088 advisors
Number of Clients
584,487 clients
Average Client Portfolio
$280K average
Assets Under Management
$163.8B

Fee Structure

Minimum Investment:$25K

Cetera Investment Advisers offers both wrap and non-wrap fee programs. In a non-wrap fee arrangement, you pay advisory fees and transaction costs separately. In a wrap fee program, you pay a single fee based on a percentage of the account's value, which includes investment adviser services and transaction costs. Fees are negotiable with your advisor. Minimum account opening balances vary by program, often starting at $25,000.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEducation PlanningEstate Planning
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Advisor Information

Office location

3200 Olympus Blvd, Suite 100, Dallas, TX, 75019

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 4 mos
Cetera Investment Advisers LLC
August 2025 - Present · 5 mos
Avantax Planning Partners, INC.
July 2024 - Present · 1 yr 6 mos
Previous Registrations
Avantax Advisory Services
September 2022 - September 2025 · 3 yrs
Avantax Investment Services, INC.Broker
September 2022 - September 2025 · 3 yrs
TD Ameritrade, INC.Broker
May 2022 - June 2022 · 1 mo
TD Ameritrade, INC.
May 2022 - June 2022 · 1 mo
Charles Schwab & Co., INC.
June 2009 - June 2022 · 13 yrs
Charles Schwab & Co., INC. Broker
December 2003 - June 2022 · 18 yrs 6 mos
Charles Schwab & Co., INC. Broker
July 1999 - October 2002 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
July 1997 - December 1998 · 1 yr 5 mos
State Registrations2 states
FLTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Aaron Maxey - Financial Advisor | AdvisorDiscover