Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
381 advisors
Number of Clients
270,365 clients
Average Client Portfolio
$58K average
Assets Under Management
$15.7B

Fee Structure

Minimum Investment:None

ProAccount clients may be charged up to 1.00% annually for Nationwide Retirement Program and up to 0.65% for Governmental and Institutional Plans, based on their assets. These fees are calculated daily and payable quarterly, in addition to other plan fees. The ProAccount fee is negotiable at the plan level. MIP does not charge a separate fee. Smart Alliance clients are charged up to 0.02% of plan assets annually. Advice Program clients are charged up to 0.50% annually. There is no minimum asset value or account size for participation in any advisory program offered by NIA.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

One Nationwide Plaza, 03-07-202, Columbus, OH, 43215

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nationwide Investment Advisors, LLC
April 2023 - Present · 2 yrs 9 mos
Nationwide Investment Services CorporationBroker
April 2023 - Present · 2 yrs 9 mos
Previous Registrations
Alliancebernstein Investments, INC.Broker
September 2022 - January 2023 · 4 mos
Jackson National Life Distributors LLCBroker
July 2018 - April 2022 · 3 yrs 9 mos
VALIC Financial Advisors, INC. Broker
February 2018 - July 2018 · 5 mos
VALIC Financial Advisors, INC.
February 2018 - July 2018 · 5 mos
Legg Mason Investor Services, LLCBroker
July 2014 - November 2016 · 2 yrs 4 mos
Ohio National Equities, INC.Broker
October 2013 - July 2014 · 9 mos
Cetera Investment Services LLCBroker
May 2013 - June 2013 · 1 mo
Cetera Investment Services LLC
May 2013 - June 2013 · 1 mo
Jackson National Life Distributors LLCBroker
October 2006 - January 2013 · 6 yrs 3 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2006 - September 2006 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
January 2006 - September 2006 · 8 mos
Usallianz Securities, INC.Broker
May 2005 - January 2006 · 8 mos
Investacorp, INC.Broker
October 2004 - May 2005 · 7 mos
Usallianz Securities, INC.Broker
June 2004 - October 2004 · 4 mos
Usallianz Investor Services, LLCBroker
July 2003 - June 2004 · 11 mos
Jackson National Life Distributors, INC.Broker
July 2003 - July 2003 · 0 mos
Safeco Investment Services, INC.Broker
February 2002 - January 2003 · 11 mos
Capital Brokerage CorporationBroker
July 2000 - December 2001 · 1 yr 5 mos
Locust Street Securities, INC.Broker
October 1997 - December 1999 · 2 yrs 2 mos
State Registrations1 state
OH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Allen Warren Spain - Financial Advisor | AdvisorDiscover