Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
37 advisors
Number of Clients
27 clients
Average Client Portfolio
$431.5M average
Assets Under Management
$11.6B

Fee Structure

Financial Planning:Investment management only

AIA is paid fees pursuant to a contract that it and/or an affiliate has entered into with a State Administrator. The fee paid to AIA and its affiliates is based on a percentage of the value of the underlying Plan assets under administration by the Firm, unless otherwise contractually agreed to by the relevant parties. This fee includes AIA’s advisory services as well as other services provided by the Firm and/or its affiliates, including recordkeeping and program administration services conducted outside the scope of AIA.

Areas of Practice
Investment ManagementRetirement PlanningEducation Planning
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Advisor Information

Office location

Syracuse, NY

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ascensus Broker Dealer Services, LLCBroker
December 2023 - Present · 2 yrs 1 mo
Ascensus Broker Dealer Services, LLC
December 2023 - Present · 2 yrs 1 mo
Ascensus Investment Advisors, LLC
November 2023 - Present · 2 yrs 2 mos
Previous Registrations
Equitable Advisors, LLC
December 2014 - March 2022 · 7 yrs 3 mos
Equitable Advisors, LLC Broker
December 2014 - March 2022 · 7 yrs 3 mos
M&t Securities, INC.
April 2013 - October 2013 · 6 mos
M&t Securities, INC.Broker
February 2013 - October 2013 · 8 mos
Key Investment Services LLC Broker
February 2012 - February 2013 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2010 - January 2012 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
August 2010 - January 2012 · 1 yr 5 mos
UBS Securities LLCBroker
June 2008 - November 2008 · 5 mos
State Registrations2 states
MANY
AdvisorBroker
Exams
No exam information available for this advisor.