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Toni Marie Vaughan

21 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2 advisors
Number of Clients
33 clients
Average Client Portfolio
$266K average
Assets Under Management
$8.8M

Fee Structure

Financial Planning:Included in AUM fee
Hourly Rate:Up to $225/hr

Spark's fees are based on a percentage of assets under management or advisement, hourly charges (maximum $225/hour), or fixed fees, and are negotiable. Fees for assets held away are billed quarterly in advance. Clients using Plan Confidence service are charged a flat monthly fee of $25 per account. Clients must provide 30 days written notice to terminate an account and will not receive any refund upon termination.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning
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Advisor Information

Office location

708 Mclain Road, Kannapolis, NC, 28083

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Spark Asset Management Group
June 2017 - Present · 8 yrs 7 mos
Synergy Investment Group, LLC
April 2012 - Present · 13 yrs 9 mos
Previous Registrations
Bts Asset Management, INC.
July 2017 - December 2022 · 5 yrs 5 mos
Sterne Agee Investment Advisors, INC.
April 2012 - April 2012 · 0 mos
Synergy Investment Group, LLC
August 2004 - March 2012 · 7 yrs 7 mos
State Registrations2 states
CONC
Advisor
Exams
No exam information available for this advisor.
Toni Marie Vaughan - Financial Advisor | AdvisorDiscover