Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $600K | 1.20% |
| $600K - $1.0M | 0.90% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $6.0M | 0.70% |
| $6M+ | 0.60% |
Fee Estimator
For investment management, fees are tiered based on assets under management (see table). For clients with less than $200,000, the monthly fee for the Guidance Contract is $199. Financial Guidance Services are billed monthly at $199, totaling $2,388 annually. Tax preparation fees range from $200 to $1,200, depending on complexity. There is a minimum fee charged of $600 per quarter for all new clients in the equity strategy, and $600 for fixed income strategy clients. For all grandfathered clients there is a minimum $300.00 fee per quarter.
Areas of Practice
Advisor Information
Office location
3000 E. Birch Street, Suite 107, Brea, CA, 92821
Get directionsRegulatory History
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