Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.70% |
Fees are negotiable.
Fee Estimator
Asset management fees are based on a percentage of your portfolio's value, billed quarterly in advance. Financial planning and consulting are charged hourly ($250/hour) or as a flat fee (up to $10,000), both of which are negotiable. A retainer of 50% is required for financial planning and consulting, not exceeding $1,200 if services aren't rendered within six months. Clients also incur transaction fees charged by their custodian.
Areas of Practice
Advisor Information
Office location
2333 San Ramon Valley Blvd., Suite 200, San Ramon, CA, 94583
Get directionsRegulatory History (3)
Employment Separation After Allegations
July 2016Customer Dispute
December 2008Customer Dispute
April 2003Other Business ActivitiesSells Insurance
Emmett works in customer service for the National Ski Patrol, dedicating about 10-20% of his time to this role, providing emergency medical and rescue services. He is also an IAR with Prosperity Financial Group and uses insurance products in his business.