DH
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
75 advisors
Number of Clients
105 clients
Average Client Portfolio
$514.1M average
Assets Under Management
$54.0B
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Advisor Information
Office location
One Financial Plaza, 26th Floor, Hartford, CT, 06103
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vp Distributors LLC
October 2014 - Present · 11 yrs 3 mos
Virtus Investment Advisers, LLC
October 2014 - Present · 11 yrs 3 mos
Vp Distributors LLCBroker
October 2014 - Present · 11 yrs 3 mos
Previous Registrations
Columbia Management Investment Advisers, LLC
May 2010 - September 2014 · 4 yrs 4 mos
Columbia Management Investment Distributors, INC.Broker
May 2010 - September 2014 · 4 yrs 4 mos
Columbia Management Advisors, LLC
April 2005 - May 2010 · 5 yrs 1 mo
Columbia Management Advisors, INC.
December 2004 - April 2005 · 4 mos
Columbia Management Distributors, INC.Broker
December 2004 - May 2010 · 5 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 2003 - December 2004 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
December 2003 - December 2004 · 1 yr
UBS Financial Services INC. Broker
August 2002 - July 2003 · 11 mos
Cibc World Markets CORP.Broker
May 2002 - July 2002 · 2 mos
State Registrations5 states
ARCTLAOKTX
AdvisorBroker
Exams
No exam information available for this advisor.