AK

Amy Etoch Knight

27 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
243 advisors
Number of Clients
21,683 clients
Average Client Portfolio
$720K average
Assets Under Management
$15.6B

Fee Structure

Stephens offers various wrap fee programs with fees that cover advisory services. Pershing applies markups/markdowns to fixed income transactions, which are in addition to Stephens' advisory fee. The amount of the markup or markdown varies depending on the type of fixed income security and its maturity. Stephens generally pays Sub-Advisors between .25% and .55%.

Areas of Practice
Investment ManagementRetirement Planning
Loading...

Advisor Information

Office location

Fayetteville, AR

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Denied
Employment History
Current Registrations
Stephens
August 2002 - Present · 23 yrs 5 mos
Stephens
March 2002 - Present · 23 yrs 10 mos
Stephens Broker
March 2002 - Present · 23 yrs 10 mos
Previous Registrations
Edward Jones Broker
September 1998 - March 2002 · 3 yrs 6 mos
State Registrations37 states
AKALARAZCACOCTFLGAIAILINKSKYLAMAMIMNMOMSNCNENMNYOHOKORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Amy Etoch Knight - Financial Advisor | AdvisorDiscover