Scott Jason Wallach

Aurora Private Wealth, INC.

27 Years of Experience

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Firm Information

Aurora Private Wealth, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

20 advisors

Number of Clients

1,843 clients

Average Client Portfolio

$214K average

Assets Under Management

$395.3M

Fee Structure

Financial Plan Fee:$500 - $15,000

Hourly Rate:$50 - $800/hr

Aurora charges fixed, hourly, or asset-based fees for financial planning and investment management. Financial planning fees range from $500 to $15,000 (fixed) or $50 to $800 (hourly). Investment management fees typically range from 0.25% to 2.95% annually, depending on the IAR and client agreement. Clients also incur additional charges from third parties like broker-dealers and custodians. Discounts may be offered to family and friends of associated persons of the firm.

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Areas of Practice

Retirement PlanningCharitable GivingTax PlanningInsurance PlanningInvestment Management

Advisor Information

Office location

100 Enterprise Drive, Suite 504, Rockaway, NJ, 07866

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Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

October 2017

Final

Employment Separation After Allegations

September 2017

Customer Dispute

July 2016

Settled

Customer Dispute

November 2010

Settled

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Other Business Activities

Scott is an Investment Advisor Representative (IAR) with Aurora Private Wealth, Inc. since 2017. He also spends minimal time on music production since 2020.