Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
25 advisors
Number of Clients
719 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$1.8B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1.0M - $5.0M1.00%
$5.0M - $20.0M0.75%
$20.0M - $50.0M0.60%
$50M+0.50%

All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$500

The firm charges an annual management or advisory fee, ranging from 0.50% to 2.00% of assets under management, subject to a minimum quarterly fee of $500. Fees are negotiable. Some portfolios of qualified or non-US investors can also have variable performance fees of up to 20%. Flat fee arrangements are also available for administrative services. Clients may pay more or less than similar clients depending on their circumstances.

Areas of Practice
Investment ManagementEstate Planning
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Advisor Information

Office location

1450 Brickell Avenue, Suite 2900, Miami, FL, 33131

Get directions
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Withdrawn
Criminal
November 1993
Final Disposition
Other Business Activities

Juan is affiliated with Boreal Capital Management, LLC and Boreal Capital Securities, LLC, providing advisory and investment services. He may cross-refer clients from ProviCapital and receive 15% of the generated revenue, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Boreal Capital Management LLC
June 2018 - Present · 7 yrs 7 mos
Boreal Capital Securities LLCBroker
May 2018 - Present · 7 yrs 8 mos
Previous Registrations
Ucap Asset Management LLC
November 2017 - June 2018 · 7 mos
Ucap Asset Management LLC
November 2017 - December 2017 · 1 mo
Ucap Securities LLCBroker
March 2017 - May 2018 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2009 - March 2017 · 7 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
May 2001 - March 2017 · 15 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
January 1999 - May 2000 · 1 yr 4 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.