Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.5M | 1.50% |
| $1.5M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.90% |
Fees negotiable above $10,000,000.00
Fee Estimator
Investment management fees are based on a percentage of assets under management, billed quarterly in advance. The minimum annual fee is $15,000. Standalone consulting or financial planning services are available for a fixed fee or an hourly rate, with a maximum of $450 per hour. Fees are generally negotiable. Clients may pay commissions and trading fees, plus up to $35 per trade for client-directed trades. Mutual funds and ETFs have internal expenses. Some Advisory Affiliates are independently licensed to sell insurance products and may receive commissions.
Areas of Practice
Advisor Information
Office location
6187 Carpinteria Avenue, Carpinteria, CA, 93013
Get directionsRegulatory History (4)
Financial
February 2018Customer Dispute
January 2011Customer Dispute
November 2004Customer Dispute
May 2004Other Business ActivitiesSells Insurance
Christopher works as an Investment Advisor Representative and Registered Representative for Planmember Securities Corporation and Financial Alternatives, dedicating about half of his time to each. He also owns Medigap Plans of Pacific NW, LLC, offering Part D prescription plans, which takes minimal time.