GD
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
48 advisors
Number of Clients
1,904 clients
Average Client Portfolio
$204K average
Assets Under Management
$389.1M
Fee Structure
The fees charged by UBS are established in a client’s written agreement with UBS. UBS will generally bill its fees in advance on a quarterly basis. The standard fee schedule varies for each wrap fee program offered. All fees are subject to negotiation.
Areas of Practice
Investment Management
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Advisor Information
Office location
1200 Grosscup Ave, Dunbar, WV, 25064
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2003Final
Other Business Activities
Gregory works as a contractor for the FINRA Office of Dispute Resolution, starting in 2018. He serves as an arbitrator, dedicating time as needed when selected from the roster.
Employment History
Current Registrations
United Brokerage Services INC
October 2015 - Present · 10 yrs 3 mos
United Brokerage Services, INC Broker
October 2015 - Present · 10 yrs 3 mos
Previous Registrations
Investors Capital CORP.Broker
February 2013 - October 2015 · 2 yrs 8 mos
Investors Capital Advisory
February 2013 - October 2015 · 2 yrs 8 mos
VALIC Financial Advisors, INC. Broker
September 2003 - February 2013 · 9 yrs 5 mos
VALIC Financial Advisors, INC.
September 2003 - February 2013 · 9 yrs 5 mos
Nationwide Securities, INC. Broker
February 2002 - June 2003 · 1 yr 4 mos
Nylife Securities INC.Broker
May 2001 - January 2002 · 8 mos
Dean Witter Reynolds INC.Broker
March 1999 - November 2000 · 1 yr 8 mos
State Registrations6 states
COFLGASCVAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.