AK

Adam Patrick Kittredge

21 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
3151 advisors
Number of Clients
399,450 clients
Average Client Portfolio
$525K average
Assets Under Management
$209.7B

Fee Structure

Commonwealth offers various advisory programs with different fee structures. The PPS Custom Program (Transactions) assesses transaction charges for the purchase and sale of certain securities. The PPS Custom Program (Platform) assesses a quarterly platform fee that is asset-based rather than dependent on the volume of transactions to cover purchase and sale transactions and annual maintenance fee costs. Advisors may elect to pay the platform fee on a client’s behalf. Commonwealth also receives revenue-sharing payments from NFS based on client assets held by Commonwealth with NFS in non-Fidelity NTF and iNTF funds that participate in Fidelity’s NTF and iNTF programs and non-Fidelity TF funds that participate in Fidelity’s TF program.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

85 Main Street, Florence, MA, 01062

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2016
Employment History
Current Registrations
Commonwealth Financial Network
October 2015 - Present · 10 yrs 3 mos
Commonwealth Financial Network Broker
September 2015 - Present · 10 yrs 4 mos
Previous Registrations
Cuso Financial Services, L.P.
July 2013 - July 2015 · 2 yrs
Cuso Financial Services, L.P. Broker
June 2013 - July 2015 · 2 yrs 1 mo
MML Investors Services, LLC
August 2012 - April 2013 · 8 mos
MML Investors Services, LLC Broker
August 2012 - April 2013 · 8 mos
Charles Schwab & Co., INC.
December 2008 - April 2011 · 2 yrs 4 mos
Charles Schwab & Co., INC. Broker
December 2008 - April 2011 · 2 yrs 4 mos
National Financial Services LLCBroker
July 2007 - November 2008 · 1 yr 4 mos
Strategic Advisers, INC.
June 2005 - November 2008 · 3 yrs 5 mos
Fidelity Brokerage Services LLCBroker
June 2005 - June 2007 · 2 yrs
Charles Schwab & Co., INC. Broker
July 2002 - May 2005 · 2 yrs 10 mos
State Registrations1 state
MA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.