Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
This firm provides investment advice to other registered investment advisers, broker-dealers, trust companies and other financial intermediaries who sponsor model-based managed account programs. Fees for advisory services provided to Funds are separately negotiated between TAM and the Funds and must be approved by the Funds’ Board s of Trustees. Fees are based on a percentage of assets under management. The fees and expenses for each Fund are set forth in the corresponding prospectus for the respective Fund. Fees for model portfolio services are negotiated with and by the program sponsor. At this time, TAM does not receive any direct fees for the provision of model portfolios, although it could receive such fees if negotiated with the program sponsor. TAM does receive advisory fees for the Affiliated Underlying Funds included within a model portfolio.
Areas of Practice
Advisor Information
Office location
4321 North Ballard Road, Appleton, WI, 54919
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No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Heather is a Director of Volleyball for Northeast Wisconsin Black Sheep, a non-profit organization providing athletics and mentorship to youth. This role involves record keeping from board meetings and takes a few hours per week.