AS

Aaron D Sanor

21 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
14260 advisors
Number of Clients
1,327,695 clients
Average Client Portfolio
$456K average
Assets Under Management
$606.0B

Fee Structure

Financial Planning:Investment management only

Fees for retirement plan consulting services are negotiable and can be structured as a flat annual fee, a percentage of assets, or a one-time service fee. The table shows fee ranges based on plan size. For example, for a plan between $0 and $1 million, the fee ranges from 0.1% to 1% or $500 to $10,000. The Plan Level Investment Selection 3(38) service incurs an additional 5 to 10 bps per year. Travel and material costs for employee education are charged separately.

Areas of Practice
Retirement Planning
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Advisor Information

Office location

433 N Camden Dr 9th Fl, Beverly Hills, CA, 90210

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 1994
Final Disposition
Criminal
March 1993
Final Disposition
Other Business Activities

Aaron owns an art business since September 2024. He spends a few hours per week on this activity.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
June 2019 - Present · 6 yrs 7 mos
Wells Fargo Clearing Services, LLC Broker
June 2019 - Present · 6 yrs 7 mos
Wells Fargo Advisors
June 2019 - Present · 6 yrs 7 mos
Previous Registrations
Morgan Stanley Broker
September 2009 - June 2019 · 9 yrs 9 mos
Morgan Stanley
September 2009 - June 2019 · 9 yrs 9 mos
UBS Financial Services INC.
April 2005 - October 2009 · 4 yrs 6 mos
UBS Financial Services INC. Broker
April 2005 - October 2009 · 4 yrs 6 mos
Painewebber Incorporated Broker
May 1999 - March 2000 · 10 mos
State Registrations8 states
CAFLMANVNYOHORPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.