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James Robert Scott

24 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
41 advisors
Number of Clients
978 clients
Average Client Portfolio
$326K average
Assets Under Management
$319.2M

Fee Structure

Minimum Investment:$25K

Fees for asset management services are negotiable, with a maximum annual fee of 2.00%. Advisory fees are charged quarterly in arrears based on the portfolio's value. Clients may pay fees directly from their account or by check. A 0.05% annual reporting fee is billed monthly for clients using the Alden COVE platform. The firm generally requires a minimum account size of $25,000, but this may be waived under certain circumstances. Alden offers access to financial planning for a fee, billed as a one-time fee or a monthly retainer.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Closed-No Action
Other Business ActivitiesSells Insurance

James is the 100% owner of Scott Agency, LLC, which sells all lines of insurance policies including life, health, property, and casualty. He also provides outsourcing accounting, payroll, and tax preparation services, dedicating about 10-20% of his time to this business.

Employment History
Current Registrations
Alden Investment Group
May 2024 - Present · 1 yr 8 mos
J. Alden Associates, INC.
May 2024 - Present · 1 yr 8 mos
J. Alden Associates, INC.Broker
May 2024 - Present · 1 yr 8 mos
Previous Registrations
Trust Advisory Group Ltd
June 2016 - May 2024 · 7 yrs 11 mos
Ages Financial Services, Ltd.Broker
January 2014 - May 2024 · 10 yrs 4 mos
Hbw Securities LLCBroker
August 2007 - December 2013 · 6 yrs 4 mos
PFS Investments INC. Broker
July 1999 - January 2006 · 6 yrs 6 mos
State Registrations9 states
CTFLMAMENHOHRITXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
James Robert Scott - Financial Advisor | AdvisorDiscover