Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees are negotiable and can be based on a percentage of assets under management or a fixed fee. Additional transaction and custodial related fees are listed on their website. They may also receive 12b-1 fees from mutual funds, but generally credit these back to client accounts. They also have a bank deposit sweep program where they earn more interest than clients.
Areas of Practice
Advisor Information
Office location
13215 Bee Cave Pkwy, Ste 150, Bldg A, Bee Cave, TX, 78738
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ann has several outside business activities, including partial ownership in Poco Ranch, LLC (sheep farmer and bookkeeper, taking about 10-20% of her time), rental property (minimal time), Texas Heritage Homes, LLC (no time), Bartletts Inc, LLC (no time), and Hot to Trot, LLC (minimal time). One of the properties is investment-related.