DV
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
11 advisors
Number of Clients
131 clients
Average Client Portfolio
$564.9M average
Assets Under Management
$74.0B
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Advisor Information
Office location
Ho Ho Kus, NJ
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Proshare Advisors LLC
January 2024 - Present · 2 yrs
Profunds Distributors, INC.Broker
April 2015 - Present · 10 yrs 9 mos
Profunds Distributors, INC.
April 2015 - Present · 10 yrs 9 mos
Previous Registrations
Proshare Advisors LLC
June 2015 - December 2023 · 8 yrs 6 mos
J.P. Morgan Securities LLC Broker
May 2013 - November 2014 · 1 yr 6 mos
J.P. Morgan Securities LLC
May 2013 - November 2014 · 1 yr 6 mos
UBS Financial Services INC.
June 2002 - April 2013 · 10 yrs 10 mos
UBS Financial Services INC. Broker
February 2000 - April 2013 · 13 yrs 2 mos
Prudential Securities IncorporatedBroker
October 1999 - February 2000 · 4 mos
State Registrations4 states
MDMNNJPA
AdvisorBroker
Exams
No exam information available for this advisor.