PP

Phillip Michael Plant

53 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2 advisors
Number of Clients
16 clients
Average Client Portfolio
$4.9M average
Assets Under Management
$78.5M

Fee Structure

Financial Plan Fee:$1,000 - $20,000

Springwater charges advisory fees based on a percentage of assets under management, fixed fees, or portfolio consulting fees. The advisory fees are calculated quarterly, in arrears, based on the average gross assets under management. Financial and estate planning and monitoring fees range from $1,000.00 to $20,000.00, either as a one-time fee or an annual assessment. Portfolio consulting fees are negotiated on a fixed fee basis, ranging from $20,000.00 to $80,000.00 annually. All fees are subject to negotiation.

Areas of Practice
Financial Planning & CoachingRetirement PlanningEstate PlanningEducation PlanningCharitable GivingBusiness OwnersInvestment Management
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Advisor Information

Office location

800 North Shoreline Blvd., Suite 2200 South, Corpus Christi, TX, 78401

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Regulatory History (1)
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Financial
December 2016
Final
Other Business Activities

Phillip is involved in numerous investment-related activities, including roles as board member, co-trustee, managing partner, general partner, president, manager, and agent/solicitor for various entities. He spends minimal time on Wild Basin Investments and East Highpoint Investment Partners II LLC.

Employment History
Current Registrations
Springwater Advisors, LLC
April 2009 - Present · 16 yrs 9 mos
Herndon Plant Oakley, Ltd. Broker
August 1998 - Present · 27 yrs 5 mos
Herndon Plant Oakley Ltd
July 1998 - Present · 27 yrs 6 mos
Previous Registrations
Dain Rauscher Incorporated Broker
March 1998 - October 1998 · 7 mos
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
October 1985 - January 1998 · 12 yrs 3 mos
Rotan Mosle INC.Broker
October 1972 - October 1985 · 13 yrs
State Registrations27 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.