John R Cartledge

Aurora Private Wealth, INC.

25 Years of Experience

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Firm Information

Aurora Private Wealth, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

20 advisors

Number of Clients

1,843 clients

Average Client Portfolio

$214K average

Assets Under Management

$395.3M

Fee Structure

Financial Plan Fee:$500 - $15,000

Hourly Rate:$50 - $800/hr

Aurora charges fixed, hourly, or asset-based fees for financial planning and investment management. Financial planning fees range from $500 to $15,000 (fixed) or $50 to $800 (hourly). Investment management fees typically range from 0.25% to 2.95% annually, depending on the IAR and client agreement. Clients also incur additional charges from third parties like broker-dealers and custodians. Discounts may be offered to family and friends of associated persons of the firm.

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Areas of Practice

Retirement PlanningCharitable GivingTax PlanningInsurance PlanningInvestment Management

Advisor Information

Office location

Miami, FL

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Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

December 2015

Final

Customer Dispute

September 2008

Denied

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Other Business Activities

John is the secretary of Cartledge Foundation, Inc., a private charitable foundation, spending minimal time taking notes at meetings. He is also a limited partner and financial advisor for the Cartledge Family Limited Partnership.