CR
ChFC

Chad Michael Rogers

22 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
4 advisors
Number of Clients
64 clients
Average Client Portfolio
$415K average
Assets Under Management
$26.6M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.60%
$250K - $1.0M1.20%
$1M+0.90%

Fee schedule effective July 1, 2013, for existing clients. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

The annual fee for portfolio management is tiered based on the assets in your account. For Managed Bond Strategy accounts, the fee is billed quarterly in advance. For Custom accounts, the fee is billed monthly in arrears. Fees are negotiable based on the market value of assets, complexity of services, and level of administration. The minimum to open and maintain an advisory account is $25,000, but this may be waived at the firm's discretion.

Areas of Practice
Investment Management
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Advisor Information

Office location

121 NE 50th Street, Oklahoma City, OK, 73105

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Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2025
Final
Regulatory
June 2025
Final
Regulatory
February 2024
Final
Employment Separation After Allegations
September 2023
Regulatory
September 2017
Final
Judgment / Lien
September 2015
Other Business ActivitiesSells Insurance

Chad is the CEO/President of Rogers Financial Inc. and an individual producer, selling fixed product life, disability, long-term care insurance, health insurance, and fixed annuity products; these activities each take about a quarter of his time.

Employment History
Current Registrations
Merit Advisors, INC.
August 2024 - Present · 1 yr 5 mos
Previous Registrations
Rogers Financial INC.
October 2023 - June 2024 · 8 mos
Ifp Securities, LLCBroker
June 2022 - September 2023 · 1 yr 3 mos
Independent Financial Partners
June 2022 - September 2023 · 1 yr 3 mos
On Investment Management CO
September 2014 - June 2022 · 7 yrs 9 mos
The O.N. Equity Sales CompanyBroker
April 2013 - June 2022 · 9 yrs 2 mos
Northwestern Mutual Investment Services, LLC Broker
June 2002 - September 2012 · 10 yrs 3 mos
State Registrations1 state
OK
Advisor
Exams
No exam information available for this advisor.
Chad Michael Rogers - Financial Advisor | AdvisorDiscover