Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.60% |
Fees are negotiable. Clients referred through Fidelity Wealth Advisor Solutions® pay a quarterly rate of 0.25% on all assets below $2,500,000.
Fee Estimator
You'll pay an annual fee based on your portfolio size (see rates in table). There is also a $45 quarterly account maintenance fee for accounts over $10,000. Financial planning is included for investment advisory clients. Stand-alone financial plans cost $3,000, with updates at $1,500. The standard hourly rate is $300, negotiable based on service complexity.
Areas of Practice
Advisor Information
Office location
1801 Dove Street, Newport Beach, CA, 92660
Get directionsRegulatory History (5)
Customer Dispute
July 2002Customer Dispute
December 2001Customer Dispute
October 2001Customer Dispute
March 2001Customer Dispute
August 2000Other Business Activities
Moeez hosts a 1-hour "Maarket Wrap" talk radio show, dedicating about 10-20% of his time. He is also registered as an investment advisor with Compak Asset Management and as a registered representative with Compak Securities, Inc.