BM
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
58 advisors
Number of Clients
2,261 clients
Average Client Portfolio
$112.3M average
Assets Under Management
$253.8B
Fee Structure
Financial Planning:Investment management only
The brochure discusses fees and compensation but does not provide specific fee schedules or amounts.
Areas of Practice
Investment Management
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Advisor Information
Office location
200 Park Avenue, New York, NY, 10166
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Voya Investment Management CO. LLC
July 2022 - Present · 3 yrs 6 mos
Voya Investments Distributor, LLCBroker
July 2022 - Present · 3 yrs 6 mos
Voya Investments Distributor, LLC
July 2022 - Present · 3 yrs 6 mos
Previous Registrations
Allianz Global Investors U.S. LLC
July 2010 - August 2022 · 12 yrs 1 mo
Allianz Global Investors Distributors LLCBroker
April 2010 - August 2022 · 12 yrs 4 mos
Nicholas-Applegate Capital Management LLC
November 2006 - January 2011 · 4 yrs 2 mos
Nicholas-Applegate Securities LLCBroker
November 2006 - April 2010 · 3 yrs 5 mos
Ids Life Insurance CompanyBroker
April 2002 - September 2005 · 3 yrs 5 mos
Ameriprise Financial Services, INC. Broker
November 2000 - September 2005 · 4 yrs 10 mos
Ids Life Insurance CompanyBroker
November 2000 - February 2001 · 3 mos
Painewebber Incorporated Broker
December 1999 - September 2000 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.