Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Worth charges fees on an annualized basis, calculated monthly in arrears as a percentage of assets under management. The fee percentage is negotiated between the Investment Advisor Representative and the client. The minimum account value is $25,000, and the minimum annual fee is $500 ($41.67/month). A ticket charge of $25/transaction is imposed by National Financial Services. Worth Investment Advisor Representatives may charge a fixed annual rate not to exceed 2.0%. Fees are negotiable and may be waived or reduced at Worth's discretion. Mutual funds and exchange traded funds also charge internal management fees.
Areas of Practice
Advisor Information
Office location
16660 Dallas Parkway Suite 2200, Dallas, TX, 75248
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lisa is a sole proprietor of Gesin Consulting, offering compliance and supervision services for B/D, RIA, and MA firms, dedicating nearly full-time hours to this since 2006. She also serves as CCO for Worth Asset Management, an IA firm, spending a few hours per week on compliance and supervision duties.