KW
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
38 advisors
Number of Clients
785 clients
Average Client Portfolio
$458K average
Assets Under Management
$359.9M
Fee Structure
Financial Planning:Investment management only
Northland Asset Management provides Advisory Research Services for a cash fee. There is no set fee schedule; fees are determined on a negotiated basis and invoiced in arrears. Fees are due upon receipt.
Areas of Practice
Investment Management
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Advisor Information
Office location
150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northland Asset Management
June 2023 - Present · 2 yrs 7 mos
Northland Securities, INC. Broker
August 2018 - Present · 7 yrs 5 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated Broker
January 2018 - August 2018 · 7 mos
Stifel, Nicolaus & Company, Incorporated Broker
December 2006 - April 2007 · 4 mos
Miller Johnson Steichen Kinnard, INC.Broker
November 2003 - December 2006 · 3 yrs 1 mo
State Registrations32 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.