BP
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
67 advisors
Number of Clients
1,340 clients
Average Client Portfolio
$36.5M average
Assets Under Management
$48.9B
Fee Structure
Fees for investment services are negotiable and can be a flat dollar fee or a percentage of assets. USI Advisors may calculate and deduct fees directly from client accounts or bill separately. Clients can terminate the agreement with 30 days' written notice. Some scenarios involve the implementation of a minimum fee/charge, which will be specified in the Investment Advisory Agreement.
Areas of Practice
Retirement Planning
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Advisor Information
Office location
95 Glastonbury Blvd., Suite 102, Glastonbury, CT, 06033
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Usi Advisors
June 2014 - Present · 11 yrs 7 mos
Previous Registrations
Usi Securities, INC. Broker
November 2015 - September 2022 · 6 yrs 10 mos
Ing Investments Distributor, LLCBroker
August 2010 - November 2013 · 3 yrs 3 mos
Ing Investment Management CO. LLC
January 2010 - November 2013 · 3 yrs 10 mos
Ing Investment Management Services LLCBroker
January 2010 - August 2010 · 7 mos
Ing Financial Advisers, LLCBroker
March 2006 - July 2007 · 1 yr 4 mos
Columbia Management Advisors, INC.
April 2003 - September 2004 · 1 yr 5 mos
Fleet Investment Advisors INC.
October 2002 - April 2003 · 6 mos
Fis Securities, INC.Broker
January 2000 - September 2000 · 8 mos
State Registrations1 state
CT
Advisor
Exams
No exam information available for this advisor.