Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.10% |
| $1.0M - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.70% |
| $10M+ | 0.60% |
Fees are negotiable.
Fee Estimator
For investment advisory services, the annual fee is based on a percentage of the portfolio's market value, ranging from 1.10% on the first $1,000,000 to 0.60% on amounts over $10,000,000. These fees are negotiable. Stand-alone financial planning fees range from $3,000 to $5,000 on a fixed fee basis, or $200 to $550 per hour. The firm generally requires a $500,000 minimum for new clients, but this may be waived. Note: This firm's brochure lists multiple fee rates for the same asset level. The fee table above shows the tiered rates.
Areas of Practice
Advisor Information
Office location
100 Westminster St., Suite 1202, Providence, RI, 02903
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
George serves on the board of the Rhode Island Free Clinic, dedicating minimal time to fundraising and serving on the finance committee. He is also an employee of Navigator Investments, providing financial services, sales, and life insurance.