DL
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
3 advisors
Number of Clients
233 clients
Average Client Portfolio
$510K average
Assets Under Management
$118.7M
Fee Structure
Minimum Investment:$15K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.35% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.10% |
Fees are negotiable at the sole discretion of the adviser.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
You'll pay an annual fee based on the value of your managed assets. For example, the fee is 1.50% on the first $500,000, and it decreases as your account size increases. The minimum account size is $15,000, but this may be waived at the adviser's discretion. Fees are negotiable at the sole discretion of the adviser.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax Planning
Loading...
Advisor Information
Office location
310 West Main Avenue, Round Rock, TX, 78664
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Derek uses Advanced Wealth Strategies as a DBA for Levee Unlimited, Inc and STA Capital Management LLC.
Employment History
Current Registrations
Arkadios CapitalBroker
April 2025 - Present · 9 mos
RIA Wealth Advisors, LLC
March 2023 - Present · 2 yrs 10 mos
Previous Registrations
Diversify Advisory Services, LLC
February 2025 - April 2025 · 2 mos
RIA Advisors
January 2020 - July 2023 · 3 yrs 6 mos
Integrated Advisors Network LLC
September 2015 - January 2020 · 4 yrs 4 mos
Dfpg Investments, LLCBroker
July 2015 - April 2025 · 9 yrs 9 mos
First Allied Securities, INC.Broker
May 2008 - August 2015 · 7 yrs 3 mos
First Allied Advisory Services, INC.
October 2007 - August 2015 · 7 yrs 10 mos
Ffp Securities, INC.Broker
May 2000 - May 2008 · 8 yrs
State Registrations4 states
AZCACONM
AdvisorBrokerBoth
Exams
No exam information available for this advisor.