NT

Nicholas Tsakon

Pruco Securities, LLC
23 Years of Experience
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Firm Information

Pruco Securities, LLC
Compensation
N/A
Number of Advisors
20 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Investment management only

Pruco Securities does not provide investment advisory or brokerage services to clients, so it does not have a fee schedule, bill clients, or deduct fees from client accounts.

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Advisor Information

Office location

751 Broad Street, Newark, NJ, 07102-3777

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pruco Securities, LLC
October 2016 - Present · 9 yrs 3 mos
Pruco Securities, LLC. Broker
November 2011 - Present · 14 yrs 2 mos
Previous Registrations
UBS Financial Services INC. Broker
February 2001 - June 2010 · 9 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
August 2000 - February 2001 · 6 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.