SD

Susan Disdier

25 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
8 advisors
Number of Clients
178 clients
Average Client Portfolio
$932K average
Assets Under Management
$165.9M

Fee Structure

Minimum Investment:$100K
Financial Planning:Included in AUM fee
Financial Plan Fee:$500 - $5,000

UCAP provides investment management services for an annual fee based upon a percentage of the market value of the assets being managed. These fees are negotiable, but annual fees shall not exceed 2% of the assets under the Firm's management. Some representatives use a tiered fee schedule; others charge a flat percentage applied to all assets under management. Fees for financial planning services are negotiated on a case-by-case basis and charged on a fixed fee basis, ranging from $500 to $5,000 or more.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningInsurance PlanningHigh Net Worth
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Advisor Information

Office location

1221 Brickell Avenue, Suite 2040, Miami, FL, 33131

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Regulatory History (1)
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Employment Separation After Allegations
May 2021
Other Business Activities

Susan is a registered representative at UCAP Securities, LLC and an Investment Advisor Representative at UCAP Asset Management LLC. She also owns Sudis Advisors Inc., a company created to receive her remuneration from UCAP Asset Management LLC, requiring minimal time.

Employment History
Current Registrations
Ucap Americas
July 2021 - Present · 4 yrs 6 mos
Ucap Americas
July 2021 - Present · 4 yrs 6 mos
Ucap AmericasBroker
July 2021 - Present · 4 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2017 - May 2021 · 4 yrs 2 mos
Wells Fargo Clearing Services, LLC Broker
March 2017 - May 2021 · 4 yrs 2 mos
Efg Capital Advisors INC.
July 2016 - April 2017 · 9 mos
Efg Capital Advisors LLC
August 2012 - November 2014 · 2 yrs 3 mos
Efg Capital InternationalBroker
July 2000 - April 2017 · 16 yrs 9 mos
State Registrations3 states
FLNYWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Susan Disdier - Financial Advisor | AdvisorDiscover