DS

Duncan Cuyler Smith

15 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
51 advisors
Number of Clients
1,536 clients
Average Client Portfolio
$223K average
Assets Under Management
$343.0M

Fee Structure

Financial Plan Fee:Up to $10,000
Hourly Rate:Up to $300/hr

Portfolio management fees are negotiable and based on the average daily balance of assets, billed monthly in arrears. A portion of the fee is paid to third-party model providers (0.00% to 0.35% annually). There's also an annual $100 administrative and technology fee per account ($8.33/month). Financial planning fees are either fixed (up to $10,000) or hourly (up to $300). Self-directed brokerage account fees are fixed at up to $200/year.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
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Advisor Information

Office location

18881 West Dodge Road, Suite 180E, Omaha, NE, 68022

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Iams Wealth Management, LLC
October 2020 - Present · 5 yrs 3 mos
Previous Registrations
Zacks Investment Management, INC.
November 2018 - October 2020 · 1 yr 11 mos
Fisher Investments
September 2013 - November 2018 · 5 yrs 2 mos
Metlife Securities INC.
March 2010 - September 2013 · 3 yrs 6 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.